Solicitation
Our company, in the course of performing second-class financial instruments business and other tasks as prescribed by laws and regulations and as registered, adheres to the Financial Instruments and Exchange Act and other relevant laws, regulations, and rules. We have established the following solicitation policy regarding the provision of financial services:
| 1. Target Customers | ▶We will strive to offer and solicit products that are suitable for our customers, taking into full consideration their knowledge, asset situation, investment experience, nature of investment funds, investment policies, and objectives. |
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| 2. Explanation of the Contract | ▶We will provide appropriate and accurate explanations regarding the general structure of products, their characteristics, and risks, so that customers can make decisions and apply for the products based on their own judgment and responsibility, ensuring they fully understand the important matters. ▶ We will not provide false information, make definitive judgments, or offer explanations that could mislead customers or cause misunderstandings. ▶We will not engage in solicitation during inconvenient times or in locations that may cause inconvenience to customers. |
| 3. Others | ▶Our company will establish an appropriate internal management and risk management system to prevent improper solicitation and ensure compliance with laws and regulations, while strengthening governance. ▶We will sincerely respond to customer inquiries and complaints regarding solicitation and strive to incorporate feedback into our solicitation practices. |